Retaining Walls
Learning Objectives
- Identify common retaining wall systems and the load paths that provide stability.
- Distinguish active, passive, and at-rest earth-pressure states and the wall movement needed to mobilize them.
- Apply Rankine and Coulomb earth-pressure models only within clearly stated assumptions.
- Separate static earth pressure from seismic, surcharge, and water-pressure effects.
- Evaluate overturning, sliding, resultant location, eccentricity, and bearing pressure using a consistent design basis.
- Relate external stability to the structural design and reinforcement of the stem, heel, and toe.
- Recognize drainage, geotechnical data, and model limitations that can govern retaining-wall safety.
Retaining Wall Function and Types
Retaining walls restrain soil or other retained material where a stable natural slope cannot be accommodated. Common systems include gravity walls, reinforced-concrete cantilever walls, counterfort walls, and buttressed walls. A cantilever wall uses its reinforced stem and base slab together with the self-weight of concrete and, commonly, the weight of soil over the heel to resist lateral actions.
Common Retaining Wall Systems
- Gravity wall: relies primarily on its mass for stability and is typically suited to relatively low walls.
- Cantilever wall: uses a reinforced-concrete stem, toe, and heel; soil over the heel contributes stabilizing vertical load when that load is reliable in the selected design combination.
- Counterfort wall: uses webs on the backfill side to tie the stem and base and reduce bending demands in taller walls.
- Buttressed wall: uses braces on the exposed side; the structural concept is similar to a counterfort wall but the braces occupy space in front of the wall.
Active Earth Pressure
Active earth pressure is the reduced lateral pressure state approached when a wall moves sufficiently away from the backfill for the soil to mobilize an active limit condition.
Passive Earth Pressure
Passive earth pressure is the high-resistance limit state approached when a wall or embedded element moves into the soil sufficiently to mobilize passive shear resistance.
At-Rest Earth Pressure
At-rest earth pressure is the lateral pressure state for soil that is not permitted to undergo the lateral strain needed to reach the active or passive limit state.
Retaining wall load determination
Choose compatible soil state, add distinct surface and water actions, and keep a consistent service free body.
Define geometry, stages and soil data → Can wall move enough for active state?; Can wall move enough for active state? — Yes → Choose active Rankine or Coulomb basis; Can wall move enough for active state? — No → Use at-rest or restraint-specific pressure; Choose active Rankine or Coulomb basis → Resolve soil, surcharge and water actions; Use at-rest or restraint-specific pressure → Resolve soil, surcharge and water actions; Resolve soil, surcharge and water actions → Record forces, directions and lever arms
- Define geometry, stages and soil data: terminator. Define geometry, stages and soil data
- Can wall move enough for active state?: decision. Can wall move enough for active state?
- Choose active Rankine or Coulomb basis: process. Only if outward movement and model assumptions are justified
- Use at-rest or restraint-specific pressure: process. Account for restraint and compaction effects
- Resolve soil, surcharge and water actions: process. Resolve soil, surcharge and water actions
- Record forces, directions and lever arms: document. Record forces, directions and lever arms
Earth-Pressure State Depends on Wall Movement
The pressure coefficient is not selected only from soil type. A flexible cantilever wall that can yield away from the backfill may develop active conditions, while a rigidly braced basement wall may remain near at-rest conditions. Passive resistance usually requires substantially more movement than active pressure, so its dependable contribution to sliding resistance must be justified by soil conditions, geometry, embedment, displacement compatibility, and the selected design framework.
Rankine Active Pressure Model Used in This Lesson
The simplified Rankine active model used here assumes a vertical smooth wall, level homogeneous cohesionless backfill, drained conditions, no wall friction, and sufficient wall movement to mobilize the active state.
Rankine Active Earth Pressure Coefficient
Simplified coefficient for the level, cohesionless, smooth-wall active case used in this lesson.
Variables
| Symbol | Description | Unit |
|---|---|---|
| Rankine active earth-pressure coefficient for the stated assumptions | - | |
| Effective angle of internal friction of the backfill |
Static Active Thrust from Soil Self-Weight
Resultant of the triangular active-pressure distribution for dry or drained cohesionless backfill under the stated Rankine assumptions.
Variables
| Symbol | Description | Unit |
|---|---|---|
| Static active thrust due to backfill self-weight | ||
| Appropriate soil unit weight for the stated drainage condition | ||
| Retained height represented by the pressure diagram |
Rankine and Coulomb Are Different Models, Not Interchangeable Coefficients
The simplified Rankine expression above does not include wall friction and is tied to its wall and backfill geometry assumptions. Coulomb theory instead uses limit equilibrium of a potential soil wedge and can include wall friction, wall batter, and backfill slope through a consistent angle convention. Both are limit-state idealizations and both require compatible soil parameters, drainage assumptions, and sufficient wall movement.
For a common active case with positive wall friction on a wall that moves away from the backfill, Coulomb thrust on the wall can have a downward component. Under the vertical-wall angle convention used in the worked example, and the downward component is . That effect must not be borrowed into a Rankine calculation unless the chosen model explicitly includes it. Likewise, Coulomb is not automatically “less conservative” for every geometry, and passive resistance is especially sensitive to assumed wall friction and movement.
Coulomb Active Coefficient for the Vertical-Wall Convention Used Here
Worked-example form for a vertical wall retaining homogeneous cohesionless drained backfill with surface slope beta and wall friction delta; use only with the stated angle convention.
Variables
| Symbol | Description | Unit |
|---|---|---|
| Coulomb active coefficient for this vertical-wall convention | - | |
| Effective backfill friction angle | ||
| Wall-soil interface friction angle using the stated active sign convention | ||
| Backfill surface slope above horizontal in this convention |
Cohesion and Layered Backfill Require Additional Judgment
The simple equations in this lesson are for homogeneous cohesionless material. Cohesive soils, layered backfills, compaction-induced pressures, expansive soils, sloping groundwater surfaces, stratified unit weights, and nonuniform surcharges require a model appropriate to those conditions. Do not insert an apparent cohesion into a simple sand formula without considering tension cracks, drainage, long-term effective stress, and the governing geotechnical design basis.
Uniform Surcharge
A uniform surcharge is an additional surface pressure behind the wall that produces a lateral pressure increment when transferred through the selected earth-pressure model.
Lateral Thrust from a Uniform Surcharge
Rectangular lateral-pressure increment under the simplified active model used in this lesson.
Variables
| Symbol | Description | Unit |
|---|---|---|
| Resultant lateral thrust caused by a uniform surcharge | ||
| Uniform surface surcharge | ||
| Retained height |
Hydrostatic Pressure
Hydrostatic pressure is lateral water pressure caused by a water head and acts independently of the effective-stress earth-pressure component of the soil skeleton.
Hydrostatic Resultant
Resultant water thrust for a triangular hydrostatic pressure distribution over water depth Hw.
Variables
| Symbol | Description | Unit |
|---|---|---|
| Hydrostatic resultant per meter length of wall | ||
| Unit weight of water | ||
| Water depth behind the wall |
Drainage Assumption Must Match the Built Wall
A wall analyzed as drained must have a dependable drainage path, filter compatibility, and maintenance strategy. If water can accumulate, hydrostatic pressure and the appropriate submerged or saturated soil weights must be included rather than assuming that dry active pressure alone governs.
Static Earth Pressure Does Not Cover Seismic Demand
Ordinary static Rankine or Coulomb active-pressure equations do not by themselves represent earthquake-induced earth pressure. A pseudo-static method such as Mononobe-Okabe extends a Coulomb-type wedge model by introducing horizontal and, where applicable, vertical seismic coefficients, but it has its own assumptions and limitations. Seismic wall design must follow the governing seismic and geotechnical provisions for the site, including the required pressure distribution, resultant location, drainage condition, and deformation compatibility.
Traditional Service-Load Stability Format
The stability calculations in this lesson use a traditional service-load factor-of-safety format in which service actions and service resisting forces are compared directly without mixing them with strength-design load factors.
Do Not Mix Stability Design Frameworks
Many teaching examples use service loads with factors of safety such as overturning or sliding ratios, while modern project standards may instead use load-and-resistance-factor or strength-design frameworks with factored actions and geotechnical resistance factors. Use one internally consistent basis. The numerical targets shown in this lesson are illustrative traditional service-load criteria, not universal values for every jurisdiction or load case.
Factor of Safety against Overturning
Traditional service-load ratio of stabilizing to overturning moments about the selected rotation point.
Variables
| Symbol | Description | Unit |
|---|---|---|
| Traditional service-load overturning factor of safety | - | |
| Sum of service-load resisting moments about the selected point | ||
| Sum of service-load overturning moments about the selected point |
Factor of Safety against Sliding
Traditional service-load ratio of dependable horizontal resistance to horizontal driving force.
Variables
| Symbol | Description | Unit |
|---|---|---|
| Traditional service-load sliding factor of safety | - | |
| Dependable base-interface resistance, commonly related to the effective vertical force and interface friction | ||
| Passive resistance credited on the selected design basis | ||
| Total horizontal driving force |
External stability
Check service equilibrium, contact and geotechnical acceptance using one un-factored basis.
Assemble service free body → Sum toe moments and check overturning; Sum toe moments and check overturning → Check sliding with dependable resistance; Check sliding with dependable resistance → Resultant within base?; Resultant within base? — No → Revise wall and ground model; Resultant within base? — Yes → Use full or partial no-tension contact; Use full or partial no-tension contact → Check bearing and settlement
- Assemble service free body: terminator. Assemble service free body
- Sum toe moments and check overturning: process. Sum toe moments and check overturning
- Check sliding with dependable resistance: process. Check sliding with dependable resistance
- Resultant within base?: decision. Resultant within base?
- Use full or partial no-tension contact: process. Use full or partial no-tension contact
- Revise wall and ground model: process. Revise wall and ground model
- Check bearing and settlement: terminator. Check bearing and settlement
External Stability Checks
- Define one physical geometry. State the retained height, footing thickness, stem thickness, base width, toe, and heel dimensions and use those same dimensions for pressure resultants, weights, lever arms, and the drawing.
- Assemble service actions on a consistent basis. Include soil pressure, surcharge, water, self-weight, reliable soil weight over the heel, and any other applicable loads. Separate horizontal and vertical components when the earth-pressure model produces an inclined resultant.
- Check overturning about the selected toe or rotation point. The triangular soil thrust acts at one-third of its pressure-diagram height above the base of that triangle; a uniform surcharge component acts at midheight. Add the footing elevation when moments are taken about the bottom of a footing rather than the top.
- Check sliding. Use a justified base-interface resistance and only the passive resistance that can be dependably mobilized under the project soil and displacement conditions. A shear key may improve sliding resistance but does not automatically make the wall satisfactory.
- Locate the base resultant. For a service vertical resultant , the distance from the toe is when moments use consistent signs and the same reference point.
- Check eccentricity and contact. With base width , . If , a full-contact linear bearing-pressure distribution is compatible with the middle-third assumption. If the resultant leaves the middle third but remains above the base, replace the full-contact formula with a no-tension triangular contact model. If it leaves the base, the assumed rigid-base equilibrium has no compressive contact solution.
- Compare bearing pressure with geotechnical resistance. A no-tension check does not establish adequate bearing capacity; the maximum applicable contact pressure must also satisfy the geotechnical design criterion, and settlement may govern.
Full-Contact Bearing Pressure
Linear service contact pressure for a rectangular base when the resultant remains within the middle third.
Variables
| Symbol | Description | Unit |
|---|---|---|
| Toe and heel service contact pressures for full contact | ||
| Total service vertical force per meter length | ||
| Base width | ||
| Resultant eccentricity from the base centerline |
No-Tension Partial-Contact Pressure
Rigid-base triangular compression when the service resultant remains over the base but outside the middle third.
Variables
| Symbol | Description | Unit |
|---|---|---|
| compressed contact length measured from the loaded base edge | ||
| service resultant distance from toe | ||
| base width | ||
| maximum triangular service contact pressure |
Partial Contact Is a State, Not an Acceptance
When , a simple rigid no-tension triangle can estimate compressive pressure but rotation, settlement, foundation stiffness, and project-specific acceptance still require geotechnical evaluation. A resultant outside the base is not rescued by this formula.
Shared Service-Action Scenario Model
Both explorers use one deterministic per-metre wall model. Rankine is available only for level smooth backfill; the vertical-wall Coulomb case permits a slope smaller than the friction angle and a separately selected wall friction angle. The Rankine scenario can add uniform surcharge and a horizontal groundwater table with separate hydrostatic thrust. The Coulomb scenario is dry and unsurcharged so that it does not borrow an unsupported surcharge or effective-stress extension of the wedge coefficient. The groundwater case assumes an 18 kN/m³ total saturated soil unit weight and subtracts 9.81 kN/m³ from the effective-stress soil skeleton below the table. It omits uplift, seepage, pressure in front, compaction, seismic demand, and passive resistance. The service stem, heel, and toe root actions are instructional and must be factored separately for RC design.
- Kₐ
- 0.333
- Soil thrust
- 60.8 kN/m
- Surcharge thrust
- 0.0 kN/m
- Water thrust
- 0.0 kN/m
- Horizontal thrust
- 60.8 kN/m
- Downward wall friction
- 0.0 kN/m
- FS overturning
- 3.22 (lesson target 2.0)
- FS sliding
- 1.72 (lesson target 1.5)
- Eccentricity
- 0.209 m
- Contact
- full
- Toe / heel pressure
- 98.8 / 40.4 kPa
Maximum compressive contact 98.8 kPa. Partial contact uses a no-tension triangular distribution; outside contact has no valid base equilibrium. Bearing resistance and settlement remain separate geotechnical checks.
- Signed service root actions (not factored RC design)
- Stem M / V
- 91.1 kN·m/m / 60.8 kN/m
- Heel M / V
- 54.0 kN·m/m / 59.2 kN/m
- Toe M / V
- 40.1 kN·m/m / 77.0 kN/m
No seismic mode: site coefficients, pressure distribution and displacement compatibility require a separate project basis. Reinforcement and wall dimensions shown are conceptual.
3D Stability Studio: Soil–Structure Load Path and Base Contact
Shared 2D and 3D Service-Action Model
The 3D geometry, sloped soil prism, force arrows, resultant, contact distribution, and reinforcement face cues use the same scenario inputs and service resultants as the 2D model. The Rankine scenario handles surcharge and water; the Coulomb scenario remains dry and unsurcharged. The Rankine failure-plane cue is displayed only in the level smooth case. Coulomb wall friction adds a vertical component at the back of the stem; the water pressure remains horizontal. The member root moments are service actions, not factored reinforcement design. Bar lengths, diameters, cover, development, durability, and final bending/shear design are illustrative or excluded.
Overturning FS ≥ 2.0, sliding FS ≥ 1.5, and the resultant remains within the middle third. These are lesson targets, not universal project acceptance criteria.
Use the guided sequence to trace the external-stability load path, resultant location, contact-pressure condition, and structural reinforcement zones.
Service structural actions per metre (unfactored)
Stem: 91.1 kN·m/m; heel: 54.0 kN·m/m; toe: 40.1 kN·m/m. Signed heel and toe actions come from net bearing, soil, surcharge and base self-weight; factored combinations, shear and RC detailing are separate.
Soil thrust 60.8, surcharge 0.0, water 0.0 kN/m; horizontal total 60.8 kN/m.
- Ka
- 0.333
- Pa
- 60.8 kN/m
- FS overturning
- 3.22
- FS sliding
- 1.72
- ΣMR
- 391.0 kN·m/m
- ΣMO
- 121.5 kN·m/m
- x from toe
- 1.291 m
- e
- 0.209 m
- Middle third
- full
- ΣV
- 208.8 kN/m
- qtoe
- 98.8 kPa
- qheel
- 40.4 kPa
Preliminary Proportioning Is Not Design Acceptance
Rules of thumb such as a base width on the order of to , a toe near one-third of the base width, or a footing thickness related to wall height can be useful for a first trial only. Final dimensions must come from stability, geotechnical, structural, drainage, seismic, durability, and constructability checks using the actual project geometry and design basis.
Stem, heel and toe RC design
Separate factored member actions from service foundation checks and detail the verified tension faces.
Choose structural load combinations → Factored stem lateral shear and bending; Factored stem lateral shear and bending → Net heel and toe factored loads; Net heel and toe factored loads → Check flexure and shear at critical sections; Check flexure and shear at critical sections → Detail bars, cover, development and joints; Detail bars, cover, development and joints → Recheck constructible geometry
- Choose structural load combinations: terminator. Choose structural load combinations
- Factored stem lateral shear and bending: process. Factored stem lateral shear and bending
- Net heel and toe factored loads: process. Net heel and toe factored loads
- Check flexure and shear at critical sections: process. Check flexure and shear at critical sections
- Detail bars, cover, development and joints: process. Detail bars, cover, development and joints
- Recheck constructible geometry: terminator. Recheck constructible geometry
Structural Design of Stem, Heel, and Toe
After the external stability model is established, reinforced-concrete component design uses the factored load combinations required by the governing structural code. The stem behaves primarily as a vertical cantilever under lateral pressure, with principal vertical tension steel generally on the soil face for the usual active-pressure direction. The heel and toe are horizontal cantilevers subjected to net factored pressure distributions, not simply one isolated load component.
For the usual cantilever-wall load pattern, the heel often requires top main reinforcement and the toe often requires bottom main reinforcement, but the sign of net bending must be verified from the actual upward bearing and downward dead/surcharge loads. Development length, anchorage into the stem/base joint, minimum distributed steel, shear, cover, durability, and construction joints must also be checked.
Integrated wall design iteration
Iterate geometry, external stability, RC design and drainage as a coupled wall design.
Trial wall and ground assumptions → Run external stability and contact checks; Run external stability and contact checks → Design stem, heel and toe; Design stem, heel and toe → All applicable checks and details pass?; All applicable checks and details pass? — Yes → Document verified design basis; All applicable checks and details pass? — No → Revise dimensions or drainage; Revise dimensions or drainage → Run external stability and contact checks
- Trial wall and ground assumptions: terminator. Trial wall and ground assumptions
- Run external stability and contact checks: process. Run external stability and contact checks
- Design stem, heel and toe: process. Design stem, heel and toe
- All applicable checks and details pass?: decision. All applicable checks and details pass?
- Revise dimensions or drainage: process. Revise dimensions or drainage
- Document verified design basis: terminator. Document verified design basis
Factored RC Component Design after Service Stability
- Select governing structural load combinations and retain separate dead, surcharge, soil, water, and other applicable action cases; do not multiply a service FS by a strength load factor.
- Analyze the stem as a vertical cantilever with factored lateral pressure; check root flexure and shear and verify the compression and tension faces for each combination.
- Analyze the heel and toe as horizontal cantilevers using their net factored bearing and downward loads, including self-weight and soil or surcharge above the heel; reverse reinforcement faces if the moment sign reverses.
- Size the stem and base for flexure and one-way shear with the governing material and code edition; check minimum and distributed reinforcement.
- Detail bar development through the stem-base joint, cover, spacing, cutoff, construction joints, drainage penetrations, durability, and a buildable sequence.
- Recompute all service and strength actions after changing dimensions, water assumptions, or reinforcement arrangement.
Drainage and Constructability
Typical drainage details include free-draining granular zones, geotextile filters selected to prevent soil migration, perforated collector drains with positive outlets, and weep holes where appropriate. Drainage details must remain maintainable and must not discharge where erosion or icing creates another hazard. A clogged drain can invalidate the drained design assumption even when the concrete reinforcement itself is adequate.
- Active, passive, and at-rest pressures are different soil states governed by wall movement; they are not interchangeable coefficients.
- The simple Rankine equation in this lesson assumes a smooth vertical wall, level homogeneous cohesionless backfill, drained conditions, and sufficient movement to mobilize active pressure.
- Coulomb is a different wedge-equilibrium model that can include wall friction, wall batter, and backfill slope; neither method should be treated as a universal black box.
- Static earth-pressure equations do not automatically include seismic demand, surcharge, or hydrostatic pressure; each additional action must be modeled explicitly on a compatible basis.
- Traditional service-load factors of safety and factored strength/LRFD approaches must not be mixed within the same stability calculation.
- Base width changes the wall weights, lever arms, resultant, eccentricity, and bearing distribution, so geometry must be propagated through every downstream calculation.
- Full or partial contact must be modeled without tensile soil pressure; adequate bearing resistance and settlement still require geotechnical verification.
- Drainage assumptions are structural assumptions because trapped water can add a large lateral load that was absent from a drained-wall model.
References
- American Concrete Institute, ACI CODE-318-14: Building Code Requirements for Structural Concrete and Commentary
- Federal Highway Administration, Earth Retaining Structures technical guidance and publications
- Federal Highway Administration, Soils and Foundations Reference Manual, Volumes I–II (FHWA-NHI-06-088/089)